Session #6: Higher Standards: Uniting IMCA's Code of Professional Responsibility and DOL's Fiduciary Rule (Ethics)

Monday, November 13, 2017 -
3:00pm to 4:00pm

Session type:


The Department of Labor has enacted significant changes to the ERISA fiduciary rule. With a specific focus on ethical considerations, this session summarizes the current landscape, background of the fiduciary standard, key provisions and next steps advisors can take to address the changes, as well as offer a discussion on the degree to which the financial services industry and practitioners are viewed as trustworthy by reflecting on IMCA's Code of Professional Responsibility as an ethical framework.