Session #1: Fiduciary Trends: Latest on Rules and Policy Initiatives in Washington Impacting Wealth Managers

Monday, November 13, 2017 -
8:00am to 9:15am

Session type:


Get the latest information on developing trends involving the fiduciary standard from Washington insiders, ranging from status of the Department of Labor's fiduciary rule to regulatory harmonization with the Securities and Exchange Commission– along with a dash of tax reform and Nevada’s new fiduciary law for brokers. Three Washington, D.C. veterans will provide you with an "inside the Beltway" look at current trends, but without Washington-speak or spin. This session is intended to help frame and provide a perspective for the following sessions that will go more in-depth into the fiduciary obligations of a professional investment manager.