Optional Pre-Conference Workshop 2: What Hath the DOL Wrought? – Regulation and the Transformation of Investment Advice

Date: 
Sunday, April 30, 2017 -
2:00pm to 4:30pm
Speakers: 

The Department of Labor's Conflict of Interest Rule has catalyzed transformative change in the regulation of investment advice. Even though political events have introduced uncertainty about the future of the rule, it will have profound and enduring practical ramifications for investment advisers. This session offers attendees a deeper understanding of the rule, fiduciary principles and practices generally, and a path for advisers to follow in pursuit of professional excellence.