Evolution of Financial Services Regulation in the United States: 1790 to Present, Duane Thompson, AIFA®
Helping Wealthy Families Transfer Assets to Future Generations: A Family Steward’s Approach to Estate Taxes, David J. Gordon, CFP®, CIMA®, CFMC
The Intergenerational Transfer of Wealth: Why Fiduciary Status Matters to Asset Managers, Eugene F. Maloney, Esq., and Daniel M. Miller, Esq.
Legal Framework for Pension Investing in Ontario, Canada, Murray Gold, JD, LLB, and Melissa Reiter, JD
A New Era for Financial Advisors as Fiduciaries: Do You Measure Up? Ron Surz, CIMA®
One Practitioner’s Perspective on ERISA Litigation: Closing the Barn Doors after the Cows Have Left, Bert M. Carmody, CPA, CIMC®, AIF®
A Perspective on Retirement Security: Who Stands Behind American’s Pensions? Bob Collie, FIA
SEC Provides Relief to Family Offices under Dodd-Frank, Miles C. Padgett, JD, CIMA®
The Shape of Things to Come under a Uniform Fiduciary Standard for Brokers and Advisors, Blaine F. Aikin, AIFA®, CFA®, CFP®
Valid and Reliable Risk Tolerance Assessment, Geoff Davey
Finance Theory and the Structure of Pension Obligations, Harold Bierman, Jr., PhD
Primer on IMCA Standards Enforcement: Same rules. New levels of disciplinary process. Robert E. Frankel, Esq.