Investment Consulting Process Online Course

The Investment Consulting Process

The Investment Consulting Process is an online course that explores the five-step investment consulting process for professionals new to the industry, or for those looking to deepen their understanding of the role of the investment advisor in a prudent process that serves the client. It provides a solid overview of the roles and responsibilities of investment advice, as well as the standards and processes that prudent advisors employ in formulating and delivering that advice. With opportunities to learn from expert instructors and apply your understanding, it is a great course to begin learning the best practices of investment advisors, as well as a starting point for the CIMA certification and can be taken to fulfill one of the required courses to obtain the Essentials of Investment Consulting certificate..

Participants must pass five quizzes during the five-module learning path for successful completion of the program.

Topic Highlights: 

  • Module 1: Client Discovery
  • Module 2: Investment Policy Statements
  • Module 3: Portfolio Construction and Risk Management
  • Module 4: Manger Search and Selection
  • Module 5: Perform Portfolio Review and Revision
Registration Cost  
IMCA Members US$395 Register
Join & Learn US$595 Register


Continuing Education

The Investment Consulting Process provides ten hours of continuing education (CE) credit for CIMA/CPWA/CIMC certifications and CFP certification. IMCA is a CFP Board CE Quality Partner. IMCA is registered with NASBA as a sponsor of continuing professional education. Please note that this is a course with a certificate of completion; successful completion does not result in a professional designation or credential.

Group Sales

Are there registration discounts for large groups and can this program be customized for large groups?

Yes. Email Lara Davies or call 303.850.3081 (East companies) or Suzie Byrnes or call 303.850.3093 (West/Mid-West companies) for more information on pricing.